SEC Form 4 · accession 0001463252-17-000008
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Hagerty
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 6, 2017 | M | 426 | $31.05 | A | 12,810 | D | |
| COMMON STOCK | Feb 6, 2017 | S | 426 | $53.25 | D | 12,384 | D | |
| COMMON STOCK | Feb 6, 2017 | M | 1,874 | $31.05 | A | 14,258 | D | |
| COMMON STOCK | Feb 6, 2017 | S | 1,874 | $53.26 | D | 12,384 | D | |
| COMMON STOCK | Feb 6, 2017 | M | 100 | $31.05 | A | 12,484 | D | |
| COMMON STOCK | Feb 6, 2017 | S | 100 | $53.262 | D | 12,384 | D | |
| COMMON STOCK | Feb 6, 2017 | M | 400 | $31.05 | A | 12,784 | D | |
| COMMON STOCK | Feb 6, 2017 | S | 400 | $53.27 | D | 12,384 | D | |
| COMMON STOCK | Feb 6, 2017 | M | 3,200 | $31.05 | A | 15,584 | D | |
| COMMON STOCK | Feb 6, 2017 | S | 3,200 | $53.28 | D | 12,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $31.05 | Feb 6, 2017 | M | 426 | D | Sep 14, 2012 | Sep 14, 2018 | COMMON STOCK | 426 | 5,574 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.05 | Feb 6, 2017 | M | 1,874 | D | Sep 14, 2012 | Sep 14, 2018 | COMMON STOCK | 1,874 | 3,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.05 | Feb 6, 2017 | M | 100 | D | Sep 14, 2012 | Sep 14, 2018 | COMMON STOCK | 100 | 3,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.05 | Feb 6, 2017 | M | 400 | D | Sep 14, 2012 | Sep 14, 2018 | COMMON STOCK | 400 | 3,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.05 | Feb 6, 2017 | M | 3,200 | D | Sep 14, 2012 | Sep 14, 2018 | COMMON STOCK | 3,200 | 0 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.