SEC Form 4 · accession 0001463252-17-000001
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Dexheimer
Director
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 3, 2017 | M | 500 | $30.21 | A | 18,884 | D | |
| COMMON STOCK | Feb 3, 2017 | S | 500 | $53.7766 | D | 18,384 | D | |
| COMMON STOCK | Feb 3, 2017 | M | 300 | $30.21 | A | 18,684 | D | |
| COMMON STOCK | Feb 3, 2017 | S | 300 | $53.78 | D | 18,384 | D | |
| COMMON STOCK | Feb 3, 2017 | M | 200 | $30.21 | A | 18,584 | D | |
| COMMON STOCK | Feb 3, 2017 | S | 200 | $53.79 | D | 18,384 | D | |
| COMMON STOCK | Feb 3, 2017 | M | 500 | $30.21 | A | 18,884 | D | |
| COMMON STOCK | Feb 3, 2017 | S | 500 | $53.7999 | D | 18,384 | D | |
| COMMON STOCK | Feb 3, 2017 | M | 500 | $30.21 | A | 18,884 | D | |
| COMMON STOCK | Feb 3, 2017 | S | 500 | $53.84 | D | 18,384 | D | |
| COMMON STOCK | holding | — | — | — | 3,970 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 3, 2017 | M | 500 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 500 | 2,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 3, 2017 | M | 300 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 300 | 2,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 3, 2017 | M | 200 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 200 | 2,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 3, 2017 | M | 500 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 500 | 1,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 3, 2017 | M | 500 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 500 | 1,000 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.