SEC Form 4 · accession 0001463252-16-000132
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 8, 2016 | S | 5,000 | $50.695 | D | 148,555 | D | |
| COMMON STOCK | Aug 8, 2016 | S | 100 | $50.65 | D | 148,455 | D | |
| COMMON STOCK | Aug 8, 2016 | S | 3,400 | $50.86 | D | 145,055 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son | |
| COMMON STOCK | holding | — | — | — | 14,946 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 21,686 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 3,600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 3,600 | 18,086 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 500 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 500 | 17,586 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 17,186 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 16,786 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 16,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 16,386 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 900 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 900 | 15,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 15,086 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 14,886 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 14,686 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 800 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 800 | 13,886 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 800 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 800 | 13,086 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 600 | 12,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 12,286 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 12,086 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 500 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 500 | 11,586 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 11,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 820 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 820 | 10,666 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 600 | 10,066 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 1,280 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,280 | 8,786 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 800 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 800 | 7,986 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 500 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 500 | 7,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 7,286 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 7,086 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 6,886 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 1,200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,200 | 5,686 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 5,200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 5,200 | 486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 386 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 8, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 286 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.