SEC Form 4 · accession 0001463252-16-000127
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Aug 5, 2016 | M | 100 | $24.11 | A | 64,639 | D | |
| COMMON STOCK | Aug 5, 2016 | S | 100 | $51.27 | D | 64,539 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 5,025 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 5,025 | 12,475 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 12,375 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 600 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 600 | 11,775 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 900 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 900 | 10,875 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 400 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 400 | 10,475 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 3,991 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 3,991 | 6,484 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 400 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 400 | 6,084 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 300 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 300 | 5,784 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 200 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 200 | 5,584 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 500 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 500 | 5,084 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 785 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 785 | 4,299 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 400 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 400 | 3,899 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 3,799 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 600 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 600 | 3,199 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 2,999 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 2,999 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Aug 5, 2016 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 5,032 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 5,032 | 12,468 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 1,010 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,010 | 11,458 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 3,850 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 3,850 | 7,608 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 1,512 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,512 | 6,096 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 1,600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,600 | 4,496 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 1,250 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,250 | 3,246 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 600 | 2,646 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 856 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 856 | 1,790 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 1,590 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 1,490 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 1,100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,100 | 390 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 290 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Aug 5, 2016 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 90 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.