SEC Form 4 · accession 0001463252-16-000097
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Vanhoutte
Officer — TOP EXECUTIVE OFFICER - MAJOR
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 11, 2016 | M | 8,500 | $36.67 | A | 38,382 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 8,500 | $37.52 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 2,599 | $36.67 | A | 32,481 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 2,599 | $37.52 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 100 | $36.67 | A | 29,982 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 100 | $37.525 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 2,201 | $36.67 | A | 32,083 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 2,201 | $37.55 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 900 | $36.67 | A | 30,782 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 900 | $37.56 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 200 | $36.67 | A | 30,082 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 200 | $37.57 | D | 29,882 | D | |
| COMMON STOCK | Mar 11, 2016 | M | 3,441 | $36.28 | A | 33,323 | D | |
| COMMON STOCK | Mar 11, 2016 | S | 3,441 | $37.43 | D | 29,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Mar 11, 2016 | M | 3,441 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 3,441 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 8,500 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 8,500 | 6,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 2,599 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 2,599 | 3,401 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 3,301 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 2,201 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 2,201 | 1,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 900 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 900 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Mar 11, 2016 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.