SEC Form 4 · accession 0001463252-16-000094
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Mar 2, 2016
Accepted (ET)
Mar 3, 2016 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 2, 2016 | M | 1,100 | $16.97 | A | 70,318 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 1,100 | $37.90 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 400 | $37.88 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 100 | $16.97 | A | 69,318 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 100 | $37.875 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 400 | $37.865 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 400 | $37.86 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 100 | $16.97 | A | 69,318 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 100 | $37.85 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 200 | $16.97 | A | 69,418 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 200 | $37.82 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 400 | $37.81 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 400 | $37.805 | D | 69,218 | D | |
| COMMON STOCK | Mar 2, 2016 | M | 1,500 | $16.97 | A | 70,718 | D | |
| COMMON STOCK | Mar 2, 2016 | S | 1,500 | $37.80 | D | 69,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 1,100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1,100 | 8,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 8,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 8,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 8,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 7,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 7,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 200 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 200 | 7,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 6,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 6,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Mar 2, 2016 | M | 1,500 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1,500 | 5,000 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.