SEC Form 4 · accession 0001463252-16-000093
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Vanhoutte
Officer — TOP EXECUTIVE OFFICER - MAJOR
Period of report
Feb 24, 2016
Accepted (ET)
Feb 25, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 24, 2016 | M | 4,011 | $32.94 | A | 33,893 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 4,011 | $37.15 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 100 | $32.94 | A | 29,982 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 100 | $37.1525 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 100 | $32.94 | A | 29,982 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 100 | $37.155 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 900 | $32.94 | A | 30,782 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 900 | $37.16 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 300 | $32.94 | A | 30,182 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 300 | $37.17 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 1,589 | $32.94 | A | 31,471 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 1,589 | $37.18 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 1,011 | $32.07 | A | 30,893 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 1,011 | $37.18 | D | 29,882 | D | |
| COMMON STOCK | Feb 24, 2016 | M | 200 | $32.07 | A | 30,082 | D | |
| COMMON STOCK | Feb 24, 2016 | S | 200 | $37.185 | D | 29,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 24, 2016 | M | 1,011 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 1,011 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 24, 2016 | M | 200 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 200 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 4,011 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 4,011 | 2,989 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 2,889 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 2,789 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 900 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 900 | 1,889 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 1,589 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Feb 24, 2016 | M | 1,589 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 1,589 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.