SEC Form 4 · accession 0001463252-16-000092
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Vanhoutte
Officer — TOP EXECUTIVE OFFICER - MAJOR
Period of report
Feb 23, 2016
Accepted (ET)
Feb 24, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 23, 2016 | M | 100 | $32.07 | A | 29,982 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 100 | $37.285 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 200 | $32.07 | A | 30,082 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 200 | $37.275 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 300 | $32.07 | A | 30,182 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 300 | $37.27 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 576 | $32.07 | A | 30,458 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 576 | $37.265 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 200 | $32.07 | A | 30,082 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 200 | $37.2625 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 800 | $32.07 | A | 30,682 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 800 | $37.26 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 100 | $32.07 | A | 29,982 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 100 | $37.2575 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 3,513 | $32.07 | A | 33,395 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 3,513 | $37.25 | D | 29,882 | D | |
| COMMON STOCK | Feb 23, 2016 | M | 8,500 | $33.12 | A | 38,382 | D | |
| COMMON STOCK | Feb 23, 2016 | S | 8,500 | $37.25 | D | 29,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 100 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 100 | 6,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 200 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 200 | 6,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 300 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 300 | 6,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 576 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 576 | 5,824 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 200 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 200 | 5,624 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 800 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 800 | 4,824 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 100 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 100 | 4,724 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Feb 23, 2016 | M | 3,513 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 3,513 | 1,211 | D |
| Non-Qualified Stock Option (right to buy)F1 | $33.12 | Feb 23, 2016 | M | 8,500 | D | Nov 4, 2012 | Nov 4, 2018 | COMMON STOCK | 8,500 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.