SEC Form 4 · accession 0001463252-16-000090
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Feb 16, 2016
Accepted (ET)
Feb 17, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 16, 2016 | M | 100 | $16.97 | A | 69,318 | D | |
| COMMON STOCK | Feb 16, 2016 | S | 100 | $36.01 | D | 69,218 | D | |
| COMMON STOCK | Feb 16, 2016 | M | 400 | $16.97 | A | 69,618 | D | |
| COMMON STOCK | Feb 16, 2016 | S | 400 | $36.005 | D | 69,218 | D | |
| COMMON STOCK | Feb 16, 2016 | M | 100 | $16.97 | A | 69,318 | D | |
| COMMON STOCK | Feb 16, 2016 | S | 100 | $35.995 | D | 69,218 | D | |
| COMMON STOCK | Feb 16, 2016 | M | 390 | $16.97 | A | 69,608 | D | |
| COMMON STOCK | Feb 16, 2016 | S | 390 | $35.99 | D | 69,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 1,600 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1,600 | 20,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 20,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 20,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 95 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 95 | 20,605 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 205 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 205 | 20,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 20,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 19,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 200 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 200 | 19,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 300 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 300 | 19,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 19,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 19,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 10 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 10 | 19,190 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 200 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 200 | 18,990 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 18,590 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 18,490 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 18,390 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 400 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 400 | 17,990 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 100 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 100 | 17,890 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 16, 2016 | M | 390 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 390 | 17,500 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.