SEC Form 4 · accession 0001463252-16-000087
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 9, 2016 | M | 1,500 | $16.97 | A | 70,272 | D | |
| COMMON STOCK | Feb 9, 2016 | S | 1,500 | $35.00 | D | 68,772 | D | |
| COMMON STOCK | Feb 9, 2016 | M | 1 | $16.97 | A | 68,773 | D | |
| COMMON STOCK | Feb 9, 2016 | S | 1 | $35.03 | D | 68,772 | D | |
| COMMON STOCK | Feb 9, 2016 | M | 2,499 | $16.97 | A | 71,271 | D | |
| COMMON STOCK | Feb 9, 2016 | S | 2,499 | $35.06 | D | 68,772 | D | |
| COMMON STOCK | Feb 9, 2016 | M | 1,000 | $16.97 | A | 69,772 | D | |
| COMMON STOCK | Feb 9, 2016 | S | 1,000 | $35.07 | D | 68,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 9, 2016 | M | 1,500 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1,500 | 31,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 9, 2016 | M | 1 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1 | 30,999 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 9, 2016 | M | 2,499 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 2,499 | 28,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $16.97 | Feb 9, 2016 | M | 1,000 | D | May 8, 2010 | May 8, 2016 | COMMON STOCK | 1,000 | 27,500 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.