SEC Form 4 · accession 0001463252-15-000085
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — TOP DEVELOPMENT ENGINEERING EX
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 20, 2015 | M | 100 | $32.94 | A | 54,883 | D | |
| COMMON STOCK | Nov 20, 2015 | S | 100 | $52.86 | D | 54,783 | D | |
| COMMON STOCK | Nov 20, 2015 | M | 100 | $32.94 | A | 54,883 | D | |
| COMMON STOCK | Nov 20, 2015 | S | 100 | $52.89 | D | 54,783 | D | |
| COMMON STOCK | Nov 20, 2015 | M | 100 | $32.94 | A | 54,883 | D | |
| COMMON STOCK | Nov 20, 2015 | S | 100 | $52.95 | D | 54,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 9,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 9,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 9,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 170 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 170 | 9,230 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 30 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 30 | 9,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 9,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 8,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 500 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 500 | 8,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 290 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 290 | 8,110 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 7,910 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 141 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 141 | 7,769 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 7,569 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 334 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 334 | 7,235 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 7,135 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 6,935 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 6,835 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 445 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 445 | 6,390 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 6,190 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 5,990 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 490 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 490 | 5,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 5,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 5,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 5,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 20, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 5,000 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.