SEC Form 4 · accession 0001463252-15-000080
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — TOP DEVELOPMENT ENGINEERING EX
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 13,144 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 12,844 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 12,644 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 12,544 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 92 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 92 | 12,452 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 12,352 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 12,152 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 12,052 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 11,852 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 11,752 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 11,652 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 11,452 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 252 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 252 | 11,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 500 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 500 | 10,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 10,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 10,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 10,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 10,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 10,000 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.