SEC Form 4 · accession 0001463252-15-000079
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — TOP DEVELOPMENT ENGINEERING EX
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 12, 2015 | M | 200 | $32.94 | A | 56,983 | D | |
| COMMON STOCK | Nov 12, 2015 | S | 200 | $51.99 | D | 56,783 | D | |
| COMMON STOCK | Nov 12, 2015 | M | 200 | $32.94 | A | 56,983 | D | |
| COMMON STOCK | Nov 12, 2015 | S | 200 | $51.98 | D | 56,783 | D | |
| COMMON STOCK | Nov 12, 2015 | M | 100 | $32.94 | A | 56,883 | D | |
| COMMON STOCK | Nov 12, 2015 | S | 100 | $51.94 | D | 56,783 | D | |
| COMMON STOCK | Nov 12, 2015 | M | 100 | $32.94 | A | 56,883 | D | |
| COMMON STOCK | Nov 12, 2015 | S | 100 | $51.92 | D | 56,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 19,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 171 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 171 | 19,729 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 19,629 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 400 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 400 | 19,229 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 19,129 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 257 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 257 | 18,872 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 400 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 400 | 18,472 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 18,372 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 18,272 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 35 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 35 | 18,237 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 18,137 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 400 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 400 | 17,737 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 365 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 365 | 17,372 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 520 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 520 | 16,852 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 16,752 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 16,652 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 16,452 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 16,252 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 15,952 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 15,652 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 500 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 500 | 15,152 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 14,952 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 500 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 500 | 14,452 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 14,352 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 14,152 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 14,052 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 100 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 100 | 13,952 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 200 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 200 | 13,752 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 300 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 300 | 13,452 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.94 | Nov 12, 2015 | M | 208 | D | Nov 2, 2013 | Nov 2, 2019 | COMMON STOCK | 208 | 13,244 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.