SEC Form 4 · accession 0001463252-15-000066
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — TOP DEVELOPMENT ENGINEERING EX
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 30, 2015 | M | 500 | $35.16 | A | 58,940 | D | |
| COMMON STOCK | Jul 30, 2015 | S | 500 | $57.27 | D | 58,440 | D | |
| COMMON STOCK | Jul 30, 2015 | M | 100 | $35.16 | A | 58,540 | D | |
| COMMON STOCK | Jul 30, 2015 | S | 100 | $57.25 | D | 58,440 | D | |
| COMMON STOCK | Jul 30, 2015 | M | 100 | $35.16 | A | 58,540 | D | |
| COMMON STOCK | Jul 30, 2015 | S | 100 | $57.12 | D | 58,440 | D | |
| COMMON STOCK | Jul 30, 2015 | M | 400 | $35.16 | A | 58,840 | D | |
| COMMON STOCK | Jul 30, 2015 | S | 400 | $57.10 | D | 58,440 | D | |
| COMMON STOCK | Jul 30, 2015 | M | 300 | $35.16 | A | 58,740 | D | |
| COMMON STOCK | Jul 30, 2015 | S | 300 | $57.03 | D | 58,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 600 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 600 | 3,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 200 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 200 | 3,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 100 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 100 | 3,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 300 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 300 | 2,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 400 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 400 | 2,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 100 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 100 | 2,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 300 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 300 | 2,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 535 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 535 | 1,465 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 715 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 715 | 750 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 500 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 500 | 250 | D |
| Non-Qualified Stock Option (right to buy)F1 | $32.07 | Jul 30, 2015 | M | 250 | D | May 4, 2013 | May 4, 2019 | COMMON STOCK | 250 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 150 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 150 | 19,850 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 19,650 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 19,450 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 250 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 250 | 19,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 19,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 18,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 18,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 18,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 17,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 17,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 17,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 500 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 500 | 16,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 16,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 16,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 16,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Jul 30, 2015 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 16,000 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.