SEC Form 4 · accession 0001463252-15-000064
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 3, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 25,926 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 167 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 167 | 25,759 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 133 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 133 | 25,626 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 25,426 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 25,326 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 773 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 773 | 24,553 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 24,353 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 256 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 256 | 24,097 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 23,797 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 23,397 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 23,197 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 22,997 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 22,797 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 22,697 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 111 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 111 | 22,586 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 22,486 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 22,386 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 21,986 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 21,886 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.