SEC Form 4 · accession 0001463252-15-000063
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 3, 2015 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 31, 2015 | M | 100 | $30.04 | A | 160,935 | D | |
| COMMON STOCK | Jul 31, 2015 | S | 100 | $57.86 | D | 160,835 | D | |
| COMMON STOCK | Jul 31, 2015 | M | 100 | $30.04 | A | 160,935 | D | |
| COMMON STOCK | Jul 31, 2015 | S | 100 | $57.85 | D | 160,835 | D | |
| COMMON STOCK | Jul 31, 2015 | M | 400 | $30.04 | A | 161,235 | D | |
| COMMON STOCK | Jul 31, 2015 | S | 400 | $57.81 | D | 160,835 | D | |
| COMMON STOCK | Jul 31, 2015 | M | 100 | $30.04 | A | 160,935 | D | |
| COMMON STOCK | Jul 31, 2015 | S | 100 | $57.73 | D | 160,835 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son | |
| COMMON STOCK | holding | — | — | — | 14,946 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 39,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 2,600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 2,600 | 37,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 700 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 700 | 36,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 733 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 733 | 35,867 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 35,667 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 35,467 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 35,267 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 34,867 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 34,467 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 34,267 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 34,067 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 33,867 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 600 | 33,267 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 33,167 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 32,767 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 32,367 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 350 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 350 | 32,017 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 31,817 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 31,417 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 31,117 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 30,717 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 1,300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,300 | 29,417 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 1,000 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,000 | 28,417 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 28,217 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 27,917 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 413 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 413 | 27,504 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 27,204 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 26,804 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 26,704 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jul 31, 2015 | M | 378 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 378 | 26,326 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.