SEC Form 4 · accession 0001463252-15-000049
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 4, 2015 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.32 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.31 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 800 | $30.04 | A | 161,550 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 800 | $56.30 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 200 | $30.04 | A | 160,950 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 200 | $56.285 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.28 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.275 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 300 | $30.04 | A | 161,050 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 300 | $56.265 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.26 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 100 | $30.04 | A | 160,850 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 100 | $56.255 | D | 160,750 | D | |
| COMMON STOCK | Jun 3, 2015 | M | 1,840 | $30.04 | A | 162,590 | D | |
| COMMON STOCK | Jun 3, 2015 | S | 1,840 | $56.25 | D | 160,750 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son | |
| COMMON STOCK | holding | — | — | — | 14,946 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 49,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 1,800 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,800 | 48,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 48,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 47,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 1,860 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,860 | 45,740 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 600 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 600 | 45,140 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 45,040 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 400 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 400 | 44,640 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 44,540 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 3 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 3 | 44,537 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 97 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 97 | 44,440 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 44,340 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 44,040 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 43,840 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 43,740 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 43,640 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 43,540 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 800 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 800 | 42,740 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 200 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 200 | 42,540 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 42,440 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 42,340 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 300 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 300 | 42,040 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 41,940 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 100 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 100 | 41,840 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.04 | Jun 3, 2015 | M | 1,840 | D | May 7, 2011 | May 7, 2017 | COMMON STOCK | 1,840 | 40,000 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.