SEC Form 4 · accession 0001463252-15-000041
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.909 | D | 169,823 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 216 | $55.905 | D | 169,607 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 1,607 | $55.90 | D | 168,000 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 200 | $55.83 | D | 167,800 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.82 | D | 167,700 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 4,389 | $55.80 | D | 163,311 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 111 | $55.79 | D | 163,200 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.76 | D | 163,100 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 400 | $55.75 | D | 162,700 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.74 | D | 162,600 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.73 | D | 162,500 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 100 | $55.72 | D | 162,400 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 1,450 | $55.71 | D | 160,950 | D | |
| COMMON STOCK | Jun 1, 2015 | S | 200 | $55.70 | D | 160,750 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son | |
| COMMON STOCK | holding | — | — | — | 14,946 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 900 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 900 | 13,229 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 1,167 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 1,167 | 12,062 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 2,500 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 2,500 | 9,562 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 533 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 533 | 9,029 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 54 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 54 | 8,975 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,875 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,775 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,675 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,575 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,475 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,375 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 8,275 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 200 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 200 | 8,075 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 7,975 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 100 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 100 | 7,875 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 1,246 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 1,246 | 6,629 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 2,500 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 2,500 | 4,129 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 645 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 645 | 3,484 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 2,129 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 2,129 | 1,355 | D |
| Non-Qualified Stock Option (right to buy)F1 | $24.11 | Jun 1, 2015 | M | 1,355 | D | Oct 30, 2010 | Oct 30, 2016 | COMMON STOCK | 1,355 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.