SEC Form 4 · accession 0001463252-15-000011
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 4,798 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 4,698 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 4,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 400 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 400 | 4,198 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 4,098 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 3,898 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 3,798 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 3,698 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 3,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 400 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 400 | 3,198 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 700 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 700 | 2,498 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 9 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 9 | 2,489 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 2,289 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 2,189 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 600 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 600 | 1,589 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 1,389 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 1,189 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 989 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 989 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.