SEC Form 4 · accession 0001463252-15-000010
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald S Houston
Officer — TOP SALES EXECUTIVE - GLOBAL.E
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 5, 2015 | M | 200 | $12.78 | A | 61,755 | D | |
| COMMON STOCK | Mar 5, 2015 | S | 200 | $52.925 | D | 61,555 | D | |
| COMMON STOCK | Mar 5, 2015 | M | 200 | $12.78 | A | 61,755 | D | |
| COMMON STOCK | Mar 5, 2015 | S | 200 | $52.915 | D | 61,555 | D | |
| COMMON STOCK | Mar 5, 2015 | M | 989 | $12.78 | A | 62,544 | D | |
| COMMON STOCK | Mar 5, 2015 | S | 989 | $52.905 | D | 61,555 | D | |
| COMMON STOCK | Mar 5, 2015 | M | 100 | $12.78 | A | 61,655 | D | |
| COMMON STOCK | Mar 5, 2015 | S | 100 | $52.94 | D | 61,555 | D | |
| COMMON STOCK | Mar 5, 2015 | M | 100 | $12.78 | A | 61,655 | D | |
| COMMON STOCK | Mar 5, 2015 | S | 100 | $52.9225 | D | 61,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 12,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 400 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 400 | 11,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 500 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 500 | 11,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 800 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 800 | 10,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 10,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 10,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 10,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 102 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 102 | 10,098 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 9,998 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 400 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 400 | 9,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 9,498 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 9,398 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 9,198 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 600 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 600 | 8,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 8,398 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 8,198 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 7,998 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 7,898 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 7,798 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 200 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 200 | 7,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 7,498 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 7,398 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 300 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 300 | 7,098 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 6,998 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 6,898 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 300 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 300 | 6,598 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 800 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 800 | 5,798 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 5,698 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 700 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 700 | 4,998 | D |
| Non-Qualified Stock Option (right to buy)F1 | $12.78 | Mar 5, 2015 | M | 100 | D | Oct 27, 2009 | Oct 27, 2015 | COMMON STOCK | 100 | 4,898 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.