SEC Form 4 · accession 0001569789-26-000010
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Andrew Smith
Officer — Chief Executive Officer · Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 1, 2026 · 6:48 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2026 | S | 14,040 | $118.667 | D | 492,144 | D | |
| Common Stock | Jun 30, 2026 | M | 37,500 | $13.34 | A | 529,644 | D | |
| Common StockF1 | Jun 30, 2026 | S | 37,500 | $118.7464 | D | 492,144 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.34 | Jun 30, 2026 | M | 37,500 | D | Dec 5, 2021 | Dec 5, 2026 | Common Stock | 37,500 | 641,250 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.