SEC Form 4 · accession 0001511110-26-000012
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Rotsztain
Officer — Chief Governance/Legal Officer
Period of report
Sep 14, 2026
Accepted (ET)
Sep 16, 2026 · 6:01 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2026 | M | 50,625 | $12.26 | A | 85,495 | D | |
| Common StockF1 | Sep 14, 2026 | S | 30,327 | $68.8322 | D | 55,168 | D | |
| Common StockF1 | Sep 16, 2026 | S | 20,298 | $67.1294 | D | 34,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.26 | Sep 14, 2026 | M | 50,625 | D | Dec 5, 2022 | Dec 5, 2026 | Common Stock | 50,625 | 506,250 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.