SEC Form 4 · accession 0000913760-18-000094
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Schroeder
Officer — Chief Accounting Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 14, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2018 | M | 1,000 | $20.54 | A | 11,133 | D | |
| Common StockF1 | Jun 14, 2018 | S | 1,000 | $51.804 | D | 10,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $20.54 | Jun 14, 2018 | M | 1,000 | D | Jan 8, 2016 | Jan 8, 2019 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.