SEC Form 5 · accession 0000913760-17-000141
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Michael Oconnor
Officer — CEO/President · Director
Period of report
Sep 30, 2017
Accepted (ET)
Dec 22, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | G | 600 | $42.02 | D | 329,139 | D | |
| Common Stock | holding | — | — | — | 9,300 | I | By Children | |
| Common Stock | holding | — | — | — | 780,434 | I | Darseaker Limited |
Table II — derivative securities
No Table II lines on this filing.