SEC Form 4 · accession 0000913760-17-000135
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xuong Nguyen
Officer — Chief Operating Officer
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | F | 1,883 | $41.00 | D | 24,596 | D | |
| Common Stock | Dec 15, 2017 | F | 548 | $41.89 | D | 24,048 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents disposition to issuer to cover taxes payable upon vesting of shares exempt pursuant to Rule 16b-3.