SEC Form 4 · accession 0000913760-17-000097
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lowry Maurer
Other
Period of report
Aug 29, 2017
Accepted (ET)
Aug 30, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | M | 3,000 | $19.24 | A | 6,596 | D | |
| Common Stock | Aug 29, 2017 | S | 1,658 | $35.5671 | D | 4,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.24 | Aug 29, 2017 | M | 3,000 | D | Jan 16, 2015 | Jan 16, 2018 | Common | 3,000 | 0 | D |