SEC Form 4 · accession 0000913760-16-000392
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Branch
Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | X | 40,000 | $25.91 | A | 716,105 | D | |
| Common StockF1 | Dec 20, 2016 | G | 20,000 | $41.42 | D | 696,105 | D | |
| Common Stock | holding | — | — | — | 365,147 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $25.91 | Dec 19, 2016 | X | 40,000 | D | Dec 16, 2016 | Dec 16, 2020 | Common | 40,000 | 60,000 | D |
Explanation of responses
- F1Gift to a charitable foundation.