SEC Form 4 · accession 0000913760-16-000390
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Schroeder
Officer — Chief Accounting Officer
Period of report
Dec 21, 2016
Accepted (ET)
Dec 21, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2016 | X | 2,000 | $19.24 | A | 11,244 | D | |
| Common StockF1 | Dec 21, 2016 | S | 2,000 | $41.6172 | D | 9,244 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.24 | Dec 21, 2016 | X | 2,000 | D | Jan 16, 2015 | Jan 16, 2018 | Common Stock | 2,000 | 1,000 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.