SEC Form 4 · accession 0000913760-16-000381
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malcolm James Wilde
Other
Period of report
Dec 16, 2016
Accepted (ET)
Dec 19, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 16, 2016 | X | 20,000 | $23.55 | A | 62,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $23.55 | Dec 16, 2016 | X | 20,000 | D | Dec 16, 2014 | Dec 16, 2017 | Common | 20,000 | 60,000 | D |