SEC Form 4 · accession 0000913760-16-000374
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Michael Oconnor
Officer — CEO/President · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Shares of Common StockF1 | Dec 14, 2016 | A | 11,693 | $0.00 | A | 329,739 | D | |
| Common Stock | holding | — | — | — | 8,700 | I | By Children | |
| Common Stock | holding | — | — | — | 780,434 | I | Darseaker Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three.