SEC Form 4 · accession 0000913760-16-000352
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Michael Oconnor
Officer — CEO/President · Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | S | 500 | $40.00 | D | 347,546 | D | |
| Common StockF1 | Nov 22, 2016 | S | 6,675 | $40.00 | D | 340,871 | D | |
| Common StockF1,F2 | Nov 23, 2016 | S | 22,825 | $40.0004 | D | 318,046 | D | |
| Common Stock | holding | — | — | — | 8,700 | I | By Children | |
| Common Stock | holding | — | — | — | 780,434 | I | Darseaker Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
- F2The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.