SEC Form 4 · accession 0000913760-16-000351
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Branch
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | S | 11,756 | $40.00 | D | 708,058 | D | |
| Common StockF1 | Nov 22, 2016 | S | 23,634 | $40.00 | D | 684,424 | D | |
| Common StockF1 | Nov 23, 2016 | S | 14,610 | $40.00 | D | 669,814 | D | |
| Common Stock | holding | — | — | — | 365,147 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.