SEC Form 4 · accession 0000913760-16-000335
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Radziwill
Officer — Chairman of the Board · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Shares of Common StockF1 | Oct 31, 2016 | A | 270 | $0.00 | A | 23,689 | D | |
| Common Stock | holding | — | — | — | 284,085 | I | Through Humble Trading Ltd. | |
| Common Stock | holding | — | — | — | 569,853 | I | Through Goldcrown Asset Mgmt |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired through the Company's Restricted Stock Program. Shares vest equally on anniversary in years one, two and three.