SEC Form 4 · accession 0000913760-16-000310
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Andrew Smith
Other
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Aug 11, 2016 | S | 3,254 | $32.5759 | D | 148,068 | D | |
| CommonF1 | Aug 12, 2016 | S | 3,254 | $32.6056 | D | 144,814 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.