SEC Form 4 · accession 0000913760-16-000282
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Dunaway
Officer — Chief Financial Officer
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2016 | M | 9,735 | $18.64 | A | 40,230 | D | |
| Common StockF1 | May 31, 2016 | S | 7,628 | $27.9219 | D | 32,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.64 | May 31, 2016 | M | 9,735 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 9,735 | 93,275 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.