SEC Form 4 · accession 0000913760-16-000256
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Schroeder
Officer — Chief Accounting Officer
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | M | 2,000 | $18.64 | A | 9,486 | D | |
| Common Stock | Mar 17, 2016 | S | 1,656 | $27.17 | D | 7,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.64 | Mar 17, 2016 | M | 2,000 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 2,000 | 0 | D |