SEC Form 4 · accession 0000913760-15-000168
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Anderson
Director
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 27, 2015 | M | 1,940 | $18.64 | A | 43,005 | D | |
| Common StockF1,F2 | Nov 27, 2015 | S | 1,940 | $36.0397 | D | 41,065 | D | |
| Common StockF1 | Nov 30, 2015 | M | 100 | $18.64 | A | 41,165 | D | |
| Common StockF1 | Nov 27, 2015 | S | 100 | $36.05 | D | 41,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $18.64 | Nov 27, 2015 | M | 1,940 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 1,940 | 21,800 | D |
| Stock OptionsF1 | $18.64 | Nov 30, 2015 | M | 100 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 100 | 21,700 | D |
Explanation of responses
- F1All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.
- F2The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.