SEC Form 4 · accession 0000913760-15-000148
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Krehbiel
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2015 | M | 6,480 | $18.64 | A | 23,684 | D | |
| Common StockF1 | Oct 23, 2015 | S | 6,480 | $31.795 | D | 17,204 | D | |
| Common Stock | Oct 26, 2015 | M | 6,500 | $18.64 | A | 23,704 | D | |
| Common StockF1 | Oct 26, 2015 | S | 6,500 | $31.7029 | D | 17,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.64 | Oct 23, 2015 | M | 6,480 | D | Sep 30, 2009 | Jun 13, 2016 | Common | 6,480 | 6,500 | D |
| Stock Options | $18.64 | Oct 26, 2015 | M | 6,500 | D | Sep 30, 2009 | Jun 13, 2016 | Common | 6,500 | 0 | D |
| Stock Options | $54.23 | holding | — | — | — | Sep 30, 2009 | Mar 15, 2017 | Common | 11,947 | 11,947 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.