SEC Form 4 · accession 0000913760-15-000146
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Anderson
Director
Period of report
Oct 13, 2015
Accepted (ET)
Oct 14, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2015 | M | 20,000 | $18.64 | A | 61,065 | D | |
| Common StockF1 | Oct 13, 2015 | S | 20,000 | $30.00 | D | 41,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $18.64 | Oct 13, 2015 | M | 20,000 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 20,000 | 43,740 | D |
Explanation of responses
- F1All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.