SEC Form 4 · accession 0000913760-15-000142
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
brian T sephton
Officer — Chief Legal Officer
Period of report
Sep 16, 2015
Accepted (ET)
Sep 16, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2015 | S | 8,000 | $25.99 | D | 110,907 | D | |
| Common Stock | Sep 16, 2015 | P | 4,000 | $25.99 | A | 10,800 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares disposed of through a private sale.
- F2Shares acquired through a private purchase.