SEC Form 4 · accession 0000913760-15-000068
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Schroeder
Officer — Group Controller
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 1,392 | $18.64 | A | 6,930 | D | |
| Common StockF1 | Mar 12, 2015 | S | 1,392 | $30.2668 | D | 5,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.64 | Mar 12, 2015 | M | 1,392 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 1,392 | 2,000 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.