SEC Form 4 · accession 0000913760-15-000059
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Anderson
Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2015 | M | 1,050 | $18.64 | A | 42,115 | D | |
| Common StockF1 | Mar 3, 2015 | S | 1,050 | $27.8723 | D | 41,065 | D | |
| Common Stock | Mar 4, 2015 | M | 32,900 | $18.64 | A | 73,965 | D | |
| Common StockF1 | Mar 4, 2015 | S | 32,900 | $27.4751 | D | 41,065 | D | |
| Common Stock | Mar 5, 2015 | M | 1,050 | $18.64 | A | 42,115 | D | |
| Common Stock | Mar 5, 2015 | S | 1,050 | $27.63 | D | 41,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.64 | Mar 3, 2015 | M | 1,050 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 1,050 | 97,690 | D |
| Stock Options | $18.64 | Mar 4, 2015 | M | 32,900 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 32,900 | 64,790 | D |
| Stock Options | $18.64 | Mar 5, 2015 | M | 1,050 | D | Sep 30, 2009 | Jun 13, 2016 | Common Stock | 1,050 | 63,740 | D |
Explanation of responses
- F1The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.