SEC Form 5 · accession 0000913760-15-000009
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Schroeder
Officer — Group Controller
Period of report
Sep 30, 2014
Accepted (ET)
Jan 12, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $19.24 | Jan 16, 2014 | A | 3,000 | A | Jan 16, 2015 | Jan 16, 2018 | Common Stock | 3,000 | 9,710 | D |
Explanation of responses
- F1The options vest in equal tranches on each of the first, second and third anniversaries of the grant date.