SEC Form 4 · accession 0000919574-16-015445
Colliers International Group Inc. · CIGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
SPRUCE HOUSE PARTNERSHIP LP
10% Owner
Spruce House Capital LLC
10% Owner
Zach Sternberg
10% Owner
Ben Forester Stein
10% Owner
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913353
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Subordinate Voting SharesF1 | Sep 15, 2016 | P | 120,000 | $41.62 | A | 4,252,351 | D | |
| Subordinate Voting SharesF2 | holding | — | — | — | 5,129 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are held in the account of The Spruce House Partnership LP (the "Fund"), a private investment fund managed by Spruce House Investment Management LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Spruce House Capital LLC (the "General Partner"), and by Zachary Sternberg and Benjamin Stein, managing members of the Investment Manager and the General Partner (the "Managing Members"). Each of the Fund, the Investment Manager, the General Partner and the Managing Members (collectively, the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
- F2The reported securities are directly owned by Benjamin Stein.