SEC Form 4 · accession 0001144204-17-044772
Clarus Corp · CLAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Sokolow
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share ("Common Stock")F1 | Aug 22, 2017 | P | 5,000 | $6.47 | A | 65,000 | D | |
| Common StockF2,F3,F4 | Aug 22, 2017 | P | 10,800 | $6.42 | A | 10,800 | I | See Footnotes |
| Common StockF4,F5 | holding | — | — | — | 377,567 | I | See Footnotes |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to purchase)F6 | $6.15 | Aug 21, 2017 | A | 25,000 | A | — | Aug 21, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $6.45 to $6.50. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a stockholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $6.40 to $6.45. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a stockholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The securities reported herein are owned by Madetys Investments, LLC, a limited liability company of which the Reporting Person is the general manager.
- F4The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities.
- F5The securities reported herein are owned by ST Investors Fund, LLC, a limited liability company of which the Reporting Person is the general manager.
- F6The option to purchase shares of the Issuer's Common Stock was granted under the Issuer's 2015 Stock Incentive Plan. Option to purchase 8,334 shares of the Issuer's Common Stock will vest and become exercisable on December 31, 2017 and options to purchase 8,333 shares of the Issuer's Common Stock will vest and become exercisable on each of December 31, 2018 and December 31, 2019.