SEC Form 4 · accession 0001019056-18-000453
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Mar 15, 2018 | A | 66,667 | $0.00 | A | 515,200 | D | |
| Common Stock, par value $0.0001 per shareF2 | Mar 16, 2018 | F | 3,193 | $45.25 | D | 512,007 | D | |
| Common Stock, par value $0.0001 per share | Mar 16, 2018 | S | 33,000 | $45.82 | D | 479,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects restricted stock grant made by Steven Madden, Ltd. to the reporting person on March 15, 2018 under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"), which stock will vest and cease to be restricted stock in five annual installments as follows: 13,333 shares on March 5, 2019; 13,333 shares on March 5, 2020; 13,333 shares on March 5, 2021; 13,334 shares on March 5, 2022; and 13,334 shares on March 5, 2023. Until fully vested, the stock will be subject to forfeiture pursuant to the terms of the Plan.
- F2Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 6,000 shares of restricted common stock.