SEC Form 4 · accession 0001019056-17-000780
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amelia Varela
Officer — President · Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Nov 20, 2017 | M | 168,750 | $0.00 | A | 257,849 | D | |
| Common Stock, par value $0.0001 per shareF1 | Nov 20, 2017 | F | 119,842 | $40.40 | D | 138,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $16.96 | Nov 20, 2017 | M | 168,750 | D | Feb 1, 2015 | Feb 1, 2018 | Common Stock | — | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- F2The number of shares previously reported under this option is 112,500 shares at an exercise price of $25.45 per share. Such amount was adjusted to reflect a three-for-two stock split (effected as a stock dividend) that occurred on October 1, 2013, resulting in 168,750 shares exercisable at an exercise price of $16.96 per share.