SEC Form 4 · accession 0001019056-16-001652
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amelia Varela
Officer — President
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Nov 10, 2016 | M | 67,501 | $0.00 | A | 161,409 | D | |
| Common Stock, par value $0.0001 per shareF1 | Nov 10, 2016 | F | 46,931 | $39.00 | D | 114,478 | D | |
| Common Stock, par value $0.0001 per share | Nov 11, 2016 | S | 8,000 | $39.83 | D | 106,478 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $14.46 | Nov 10, 2016 | M | 67,501 | D | Apr 1, 2015 | Apr 1, 2017 | Common Stock | 67,501 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's obligations to pay both the exercise price and withholding taxes incurred in connection with the exercise of a stock option.
- F2The number of shares previously reported under this option is 30,001 shares at an exercise price of $32.53 per share. Such amount was adjusted to reflect three-for-two stock splits (effected as a stock dividend) that occurred on May 31, 2011 and October 1, 2013, resulting in 67,501 shares exercisable at an exercise price of $14.46 per share.