SEC Form 4 · accession 0001019056-16-001497
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 10:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Aug 12, 2016 | J | 25,326 | — | D | 498,061 | D | |
| Common Stock, par value $0.0001 per shareF2 | Aug 12, 2016 | J | 27,563 | — | D | 470,498 | D | |
| Common Stock, par value $0.0001 per shareF3 | Aug 12, 2016 | A | 25,326 | $0.00 | A | 495,824 | D | |
| Common Stock, par value $0.0001 per shareF4 | Aug 12, 2016 | A | 27,563 | $0.00 | A | 523,387 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As previously reported, on March 11, 2015, the reporting person received from Steven Madden, Ltd. (the "Company") an award of 25,326 shares of restricted stock under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"). The March 11, 2015 restricted stock award was rescinded on August 12, 2016 pursuant to a Forfeiture and Rescission of Awards Agreement dated August 12, 2016 between the reporting person and the Company (the "Forfeiture and Rescission Agreement").
- F2As previously reported, on March 15, 2016, the reporting person received from the Company an award of 27,563 shares of restricted stock under the Plan. The March 15, 2016 restricted stock award was rescinded on August 12, 2016 pursuant to the Forfeiture and Rescission Agreement.
- F3Reflects a restricted stock grant made by the Company to the reporting person on August 12, 2016 under the Plan, which stock will vest and cease to be restricted stock in five substantially equal installments as follows: 5,065 shares on each of the grant date, August 12, 2016, March 5, 2017, March 5, 2018 and March 5, 2019 and 5,066 shares on March 5, 2020. Until fully vested, the stock will be subject to forfeiture pursuant to the terms of the Plan.
- F4Reflects a restricted stock grant made by the Company to the reporting person on August 12, 2016 under the Plan, which stock will vest and cease to be restricted stock in five substantially equal annual installments as follows: 5,512 shares on each of March 5, 2017 and March 5, 2018, and 5,513 shares on each of March 5, 2019, March 5, 2020 and March 5, 2021. Until fully vested, the stock will be subject to forfeiture pursuant to the terms of the Plan.