SEC Form 4 · accession 0001019056-16-001195
STEVEN MADDEN, LTD. · SHOO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R. Rosenfeld
Officer — CEO and Chairman of the Board · Director
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Mar 14, 2016 | F | 3,187 | $36.28 | D | 525,173 | D | |
| Common Stock, par value $0.0001 per shareF2 | Mar 15, 2016 | F | 3,349 | $37.59 | D | 521,824 | D | |
| Common Stock, par value $0.0001 per shareF3 | Mar 15, 2016 | A | 27,563 | $0.00 | A | 549,387 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 6,000 shares of restricted common stock.
- F2Represents shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of 6,000 shares of restricted common stock.
- F3Reflects restricted stock grant made by Steven Madden, Ltd. to the reporting person on March 15, 2016 under the Steven Madden, Ltd. 2006 Stock Incentive Plan (the "Plan"), which stock will vest and cease to be restricted stock in five substantially equal annual installments as follows: 5,512 shares on March 5, 2017; 5,512 shares on March 5, 2018; 5,513 shares on March 5, 2019; 5,513 shares on March 5, 2020; and 5,513 shares on March 5, 2021. Until fully vested, the stock will be subject to forfeiture pursuant to the terms of the Plan.